Sure Track Monitoring plc
31/08/2010
Placing to raise approximately £1.42 million and admission to trading on AIM (Nominated Adviser and Broker)

Cinpart plc
31/07/2010
Placing to raise £1.39 million (Nominated Adviser)

GMA Resources plc
31/07/2010
Subscription to raise £1.6 million and amendments to the terms of the 2010 and 2011 loan stock (Nominated Adviser)

Corero plc
31/07/2010
Disposal of Financial Markets division, placing to raise £2 million and subscription to raise £4.5 million (Nominated Adviser)

Qonnectis plc
31/07/2010
Reverse takeover of American Leak Detection, Inc., Open Offer to raise approximately £826,000, capital reorganisation and change of name to Water Intelligence plc (Nominated Adviser and Broker)

Avia Health Informatics plc
30/06/2010
Subscription to raise £200,000 (Nominated Adviser and Broker)

Garner plc
30/06/2010
Capital reorganisation, subscription to raise £2 million, debt capitalisation and change of name to Norman Broadbent plc (Nominated Adviser and Broker)

Deo Petroleum plc
31/05/2010
Capital Reorganisation, Firm Subscription and Subscription and Open Offer to raise approximately £573,000 (Nominated Adviser and Broker)

The Off-Plan Fund Limited
30/04/2010
Compulsory Partial Redemption of Participating Shares (Nominated and Financial Adviser)

Conroy Diamonds & Gold Plc
30/04/2010
Subscription to raise €2.17 million (Nominated Adviser)

PipeHawk Plc
30/04/2010
Subscription to raise £150,000 (Nominated Adviser)

Eurovestech plc
31/03/2010
Approval of the exception of obligations under Rule 9 for INVESCO Limited (Nominated Adviser)

Gemstones of Africa Group plc
31/03/2010
Rule 3 adviser on the acquisition of Edenville International Limited (Financial Adviser)

Eurovestech plc
31/01/2010
Disposal of KSS Retail Ltd for cash consideration of £12.9 million (Nominated Adviser)

Qonnectis plc
31/01/2010
Pre-IPO placing of £100,000 cash and £295,000 of secured loan stock to raise £395,000 (Nominated Adviser and Broker)

Cinpart plc
31/12/2009
Placing to raise approximately £1.05 million (Nominated Adviser)

Microcap Equities plc
31/12/2009
Capital Reorganisation, subscription, Rule 9 whitewash, new investing policy, adoption of new articles and change of name to Deo Petroleum plc (Nominated Adviser and Broker)

Avia Health Informatics Plc
16/11/2009
Admission to trading on AIM following the acquisition of The Plain Software Company Limited

Avia Investments plc
31/10/2009
Acquisition of The Plain Software Company Limited, Rule 9 Whitewash, change of name to Avia Health Informatics plc and Admission to AIM (Nominated Adviser and Broker)

iPoint-media plc
31/10/2009
Open offer and subscription offer to raise up to £1.73 million (Nominated Adviser and Broker)