Mercury Group plc
31/12/2006
Capital Reorganisation, Placing and Open Offer to raise £1.5m (Nominated Adviser)

Walcom Group Limited
31/12/2006
Placing to raise £1.57m and Admission to AIM (Nominated Adviser)

CustomVis plc
31/12/2006
Secondary placing to raise £1.525m (Nominated Adviser and Broker)

OCZ Technology Group, Inc.
31/10/2006
Secondary placing to raise £2.3m (Nominated Adviser and Broker)

Elm Investments plc
30/09/2006
Acquisition of iPoint USA Corporation and Admission to AIM (Nominated Adviser and Broker)

Mondas plc
31/08/2006
Amendment to the terms of the existing CULS and a placing to raise £1,000,000 new CULS (Nominated Adviser)

Birch Partners plc
31/07/2006
Introduction to OFEX (Financial Adviser)

Appian Technology plc
31/07/2006
Acquisition of Genesis UK Limited (Nominated Adviser)

OCZ Technology Group, Inc.
30/06/2006
Placing to raise £4.91m and Admission to AIM (Nominated Adviser and Broker)

Pochteca (TCI) Limited
30/06/2006
Recommended offer for European Colour plc (Financial Adviser)

Aspen Clean Energy plc
30/06/2006
Disposal of trading subsidiary and reduction of capital (Nominated Adviser)

Ki-Bi Mobile Technologies ltd
31/05/2006
Acquisition of Emblaze V CON Ltd and Admission to AIM (Nominated Adviser and Broker)

Lansdowne Oil & Gas plc
30/04/2006
Placing to raise £1.6m and Admission to AIM (Nominated Adviser and Broker)

Pine Ventures plc
31/03/2006
Acquisition of Cheekymoon Limited and Admission to AIM (Nominated Adviser and Broker)

Oak Prospects plc
28/02/2006
Acquisition of Parametric Optimization Solutions Limited and Admission to AIM (Nominated Adviser and Broker)

OCZ Technology Group, Inc.
31/01/2006
Pre-IPO fundraising to raise £530,000 (Financial Adviser and Broker)

Lansdowne Oil & Gas plc
31/01/2006
Pre-IPO fundraising to raise £750,000 (Financial Adviser and Broker)