Mercury Group plc
31/12/2006
Capital Reorganisation, Placing and Open Offer to raise £1.5m (Nominated Adviser)
Walcom Group Limited
31/12/2006
Placing to raise £1.57m and Admission to AIM (Nominated Adviser)
CustomVis plc
31/12/2006
Secondary placing to raise £1.525m (Nominated Adviser and Broker)
OCZ Technology Group, Inc.
31/10/2006
Secondary placing to raise £2.3m (Nominated Adviser and Broker)
Elm Investments plc
30/09/2006
Acquisition of iPoint USA Corporation and Admission to AIM (Nominated Adviser and Broker)
Mondas plc
31/08/2006
Amendment to the terms of the existing CULS and a placing to raise £1,000,000 new CULS (Nominated Adviser)
Birch Partners plc
31/07/2006
Introduction to OFEX (Financial Adviser)
Appian Technology plc
31/07/2006
Acquisition of Genesis UK Limited (Nominated Adviser)
OCZ Technology Group, Inc.
30/06/2006
Placing to raise £4.91m and Admission to AIM (Nominated Adviser and Broker)
Pochteca (TCI) Limited
30/06/2006
Recommended offer for European Colour plc (Financial Adviser)
Aspen Clean Energy plc
30/06/2006
Disposal of trading subsidiary and reduction of capital (Nominated Adviser)
Ki-Bi Mobile Technologies ltd
31/05/2006
Acquisition of Emblaze V CON Ltd and Admission to AIM (Nominated Adviser and Broker)
Lansdowne Oil & Gas plc
30/04/2006
Placing to raise £1.6m and Admission to AIM (Nominated Adviser and Broker)
Pine Ventures plc
31/03/2006
Acquisition of Cheekymoon Limited and Admission to AIM (Nominated Adviser and Broker)
Oak Prospects plc
28/02/2006
Acquisition of Parametric Optimization Solutions Limited and Admission to AIM (Nominated Adviser and Broker)
OCZ Technology Group, Inc.
31/01/2006
Pre-IPO fundraising to raise £530,000 (Financial Adviser and Broker)
Lansdowne Oil & Gas plc
31/01/2006
Pre-IPO fundraising to raise £750,000 (Financial Adviser and Broker)